Truth in Securities: An Introduction Guide to the Securities Act of 1933
by Michael F. Parrino
Book Description: Queensland Publishing Company, New York, 1968. Soft cover. 8vo - over 7¾ - 9¾" tall. Softcover, Yellow card wrappers with black lettering to cover and spine, 1968.
Book Condition: Good+, some very minor biological damage to front cover (see photo) and some light rubbing and soil to wraps, slight shelf wear to edges and corners, spine slightly crocked but not slanted, internally clean and free and unmarked, slightest hint of tanning. Back cover has faint crease visible.
About the author: Michael F. Parrino became a member of the New York Bar in 1951. In 1956 Mr. Parrino left his private practice to accept an appointment to the staff of the United States Securities and Exchange Commission as an Interpretive Attorney. He subsequently served as Trial Counsel for the Commission, representing the Division of Corporation Finance and the Division of Trading and Markets in litigation before the Commission and in the federal courts. From 1959 to 1962, he served as an Assistant Attorney General in the Department of Law, State of New York, assigned to the Bureau of Securities. Mr. Parrino has served on the Securities Law and Regulations Committee of the Federal Bar Association and has lectured on federal and state securities laws.
Contents: PART 1: Chapter 1: The Need for Legislation, Chapter 2: Federal Securities Laws, Chapter 3: The Securities and Exchange Commission PART II: Chapter 4: The "Truth in Securities" Act, Chapter 5: Sections in Review, Chapter 6: The "Big Four", Chapter 7: Definitions, Chapter 8: Concepts of Control, PART III: Chapter 9: Exempt Securities: "Reg" A, Chapter 10: Exempt Securities: Intrastate Offerings, PART IV: Chapter 11: Exempt Securities Transactions, By a Person Other than an issuer, Underwriter or Dealer, Chapter 12: Exempt Securities Transactions: "Private" Offerings, Chapter 13: Exempt Securities Transactions: Dealers' Transactions, Chapter 14: Exempt Securities Transactions: Brokers' Transactions--Rule 154, Chapter 15: The "No-Sale" Theroy--Rule 133, PART V: Chapter 16: Forms, Chapter 17: Investigations of Violations, PART VI: Chapter 18: Underwriting, Chapter 19: The Securities Market, PART VII: Chapter 20: Review, APPENDICES: A: Inspecting and Obtaining Public Information, B: Releases and Publications, C: Territorial Jurisdiction of Regional Offices, D: Code Citations. - Very Scarce Title, Good+ Condition, 161 Pages.
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